-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NdtXshYyqLsnAyafW2LnaLioQa/nyod79VVhCKJnFA8I4YE4bUp6lfuuY19ZfsFS e2fErLe7lWcDxlKwJarQsw== 0000903112-99-000978.txt : 19990909 0000903112-99-000978.hdr.sgml : 19990909 ACCESSION NUMBER: 0000903112-99-000978 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990908 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TUFCO TECHNOLOGIES INC CENTRAL INDEX KEY: 0000895329 STANDARD INDUSTRIAL CLASSIFICATION: CONVERTED PAPER & PAPERBOARD PRODS (NO CONTAINERS/BOXES) [2670] IRS NUMBER: 391723477 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-49383 FILM NUMBER: 99707513 BUSINESS ADDRESS: STREET 1: 4800 SIMONTON ROAD STREET 2: P O BOX 23500 CITY: DALLAS STATE: TX ZIP: 75244 BUSINESS PHONE: 9727891079 MAIL ADDRESS: STREET 1: 4800 SIMONTON RD CITY: DALLAS STATE: TX ZIP: 75244 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: OVERSEAS EQUITY INVESTORS PARTNERS CENTRAL INDEX KEY: 0000938832 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: D0 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: CLARENDON HOUSE CHURCH STREET CITY: HAMILTON BERMUDA MAIL ADDRESS: STREET 1: CLARENDON HOUSE STREET 2: CHURCH HOUSE CITY: HAMILTON BERMUDA STATE: D0 SC 13G/A 1 AMENDMENT NO. 1 TO SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 Tufco Technologies, Inc. ------------------------------------------------------------------------------- (Name of Issuer) Shares of Common Stock, par value $0.01 per share ------------------------------------------------------------------------------- (Title of Class of Securities) 899040 10 9 ------------------------------------------------------------------------------- (CUSIP Number) August 19, 1999 ------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 ------------------------------------------------------------------------------- CUSIP No. 899040 10 9 SCHEDULE 13G - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Overseas Equity Investors Partners ("OEIP") - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (OEIP may appear to be a member of a group that includes Bradford (b) /X/ Venture Partners, L.P. and its sole general partner Bradford Associates ("BA") because the Chairman of the managing partner of OEIP is also a partner of BA and BA is a partner of OEIP. However, the existence of such a group is disclaimed.) --------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Bermuda - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER NUMBER OF 709,870 SHARES (On August 19, 1999, OEIP converted its 709,870 shares of BENEFICIALLY Non-Voting Common Stock into 709,870 shares of voting OWNED BY Common Stock.) EACH ----------------------------------------------------------------- REPORTING 6 SHARED VOTING POWER PERSON WITH ----------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER 709,870 ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 709,870 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* N/A / / - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 15.8% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON PN - -------------------------------------------------------------------------------- Page 2 - -------------------------------------------------------------------------------- CUSIP No.899040 10 9 SCHEDULE 13G - -------------------------------------------------------------------------------- This Amendment No. 1 to Schedule 13G amends and supplements the Schedule 13G which was originally filed with the Securities and Exchange Commission on February 14, 1995 by Overseas Equity Investors Partners with respect to beneficial ownership of shares of Common Stock of Tufco Technologies, Inc. Item 1(a) Name of Issuer: Tufco Technologies, Inc. (the "Company") Item 1(b) Address of Issuer's Principal Executive Offices: 4800 Simonton Dallas, Texas 75244 Item 2(a) Name of Person Filing: Overseas Equity Investors Partners ("OEIP") Item 2(b) Address of Principal Business Office or, if none, Residence: The address of OEIP's principal place of business is Clarendon House, Church Street, Hamilton 5-31, Bermuda. Item 2(c) Citizenship: Bermuda Item 2(d) Title of Class of Securities: Shares of Common Stock, par value $0.01 per share. Item 2(e) CUSIP Number: 899040 10 9 Item 3. Type of Reporting Person Filing Pursuant to Rule 13d-1(b) or 13d-2(b) If this statement is filed pursuant to ss.ss240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not Applicable. Page 3 - -------------------------------------------------------------------------------- CUSIP No.899040 10 9 SCHEDULE 13G - -------------------------------------------------------------------------------- Item 4. Ownership (a) OEIP originally held 709,870 shares of Non-Voting Common Stock of the Company. On August 19, 1999, such 709,870 shares of Non-Voting Common Stock were converted into 709,870 shares of voting Common Stock and the 709,870 shares of Non-Voting Common Stock were canceled. (b) Percent of Class: 15.8% (c) Number of shares as to which the Reporting Person has: Page 4 - -------------------------------------------------------------------------------- CUSIP No.899040 10 9 SCHEDULE 13G - -------------------------------------------------------------------------------- (i) sole power to vote or to direct the vote 709,870 ------- (ii) shared power to vote or to direct the vote 0 - (iii) sole power to dispose or to direct the disposition of 709,870 ------- (iv) shared power to dispose or to direct the disposition of 0 - Item 5. Ownership of Five Percent or Less of a Class Inapplicable Item 6. Ownership of More than Five Percent on Behalf of Another Person OEIP may appear to share beneficial ownership of its 709,870 shares with Robert J. Simon. Mr. Simon is the chairman of the managing partner of OEIP. However, beneficial ownership of OEIP's shares is disclaimed by Mr. Simon. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reporting on By the Parent Holding Company Inapplicable Item 8. Identification and Classification of Members of the Group Inapplicable Item 9. Notice of Dissolution of Group Inapplicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired Page 5 - -------------------------------------------------------------------------------- CUSIP No.899040 10 9 SCHEDULE 13G - -------------------------------------------------------------------------------- and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 6 SIGNATURE[S] After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: September 8, 1999 OVERSEAS EQUITY INVESTORS PARTNERS By: Overseas Equity Investors, Ltd., its General Partner By: /s/ Robert J. Simon ----------------------- Name: Robert J. Simon Title: Chairman Page 7 -----END PRIVACY-ENHANCED MESSAGE-----